Saturday, April 4, 2009

Neorealism and Pure Cinema: The Bicycle Thieves



Neo realism and Pure Cinema: The Bicycle Thieves

Plot Summary
In economically depressed post-war Italy, an out-of-work man, Antonio, is offered a job requiring a bicycle. Not having one, his wife Maria pawns some household items in order to acquire the needed transportation. On Antonio’s first day of the job, his bike is stolen, and the culprit escapes after a brief chase. Antonio and his son, Bruno, begin searching the streets and fruitlessly question a suspicious elderly man. The two eventually find the thief but are unable to prove their case due to a lack of evidence or witnesses. Dejected, Antonio tells his son to get on a bus as he eyes an unattended bicycle nearby. Bruno misses the bus and turns to see his father trying to steal the bike and being chased by a group of people. Antonio is caught and chastised by the pursuers, although the owner decides not to press charges. Father and son begin walking down the street, and Antonio starts to cry as the two disappear into a crowd.

Commentary


One of the primary goals of Italian neorealism was to move filmmaking away from the stilted, contrived (and quite popular) national cinema that had formed under Fascism. The movement’s main principles were set forth by Cesare Zavattini who also penned several of its most enduring classics including The Bicycle Thief. What this film shares with other important works in film history is the ability to work effectively on different levels and to suggest universal conditions from specific characters and events. It is an emotional tale that also touches on themes of alienation in the modern world.

The film makes excellent use of the conventions of neorealism, establishing it as a superior example of what the movement brings to cinema. The performances of the non-professional actors are excellent, particularly the main parts of Antonio by Lamberto Maggiorani and of his son Bruno by Enzo Staiola. Much like the typage of Soviet Montage, these roles were filled primarily based on physical appearance, yet the two establish a good rapport early in an optimistic, cheerful scene where they prepare for the day’s work. Shot on location, the film places these realistic characters into actual places around the city that adds to the story’s verisimilitude. The various long shots of the city streets and their crowded buildings are expertly composed and provide an aesthetic beauty that sits ironically beside the grittier elements of this drama. The film focuses intently on its struggling working class characters and on their concerns and behavior. Economic problems are illustrated early on as a large group of men wait for any kind of job opportunity. When the Riccis pawn some of their linen, a telling shot shows a large roomful of these surplus items, assumedly from the numerous other families who have made similar sacrifices. The film realizes that this squalor of everyday life usually doesn’t make it to the screen and points out the contrast between the ‘reality’ of this film and the glamorous escapism of most movies. Alberto’s job is to put up posters of Rita Hayworth (in Gilda) that look exceedingly fake in this context. Similarly, the romantic embraces and flourished speeches exchanged by many movie couples are replaced by the more practical relationship of Antonio and his wife. She says he looks like a cop in his new work attire, and he responds in a playful but somewhat rough manner.

As it delves deeper into the characters’ lives, the film elaborates on what is most important to them. Antonio initially appears to be an ideal neorealist hero with a practical outlook on life who scoffs at his wife’s visit to a local mystic. Later, however, after being unable to track down his missing bicycle, Antonio returns to this psychic and asks for guidance. Although she doles out disappointingly generic advice, the film proposes that people desperately look for relief and assurance, even from questionable sources, when they have lost all hope. This is simple human nature, and it should not be surprising that so many people are lined up in this woman’s room given the social and economic climate presented. The film places the characters’ material concerns over their spiritual ones as evidenced by the sequence where Antonio and Bruno follow the suspicious elderly man into a church. The solemn proceedings carried out there make it difficult for Antonio to thoroughly question the man, as he seems unaware that the middle of a service is not the best time to conduct his inquiry. In this way the church serves as a kind of refuge, which is indeed one of its intended functions, and it is also crowded with those needing help with their daily struggles. Nevertheless, this place becomes another time-consuming obstacle in the Riccis’ search as they lose their suspect and become trapped there for a short time. Up to this point, finding the bicycle has been an all-important quest to Antonio. But when he mistakenly fears Bruno to be the boy who almost drowns, he gains a better perspective on things, at least temporarily, remembering the love he shares with his son.

Although this may sound as if the film threatens to slip into sentimentality, there is a deep strain of pessimism running throughout that counters any such inclination. "Damn the day I was born," Antonio comments at very start, before he even gets the bicycle. After losing and being unable to find it at the bike market, he simply says, "It’s hopeless," and the falling rain expands this statement beyond its specificity to become a general outlook on life. It seems there is a basic acceptance of life’s disappointments that allows for some freedom—Antonio remarks, "You live and suffer. To hell with it," and decides to take his son to eat in the restaurant. Once inside, an interesting sequence begins as Antonio says something to the effect of "There’s a cure for everything but death." His brief optimism drains away, however, as he thinks about how well they were going to do before the bike was stolen. It is a quick, sad fall from expressing the joy of being alive down to feeling the return of despair. But perhaps this pessimism is justified because even when Antonio apparently finds the primary culprit, he is unable to receive compensation because of a lack of evidence. As father and son walk together in the final scene, and Antonio starts to cry, it is clear they are faring no better than they were at the start and have little toward which to look forward. Perhaps the one good thing resulting from these experiences is a strengthening of the relationship shared between Antonio and his son. If this offers some hope, the film nevertheless paints a fairly bleak picture of life and also goes further to suggest some of the reasons behind the depressing existence portrayed.

The main reason, and probably the most modern theme of the film, is the idea that man is alienated from others in a segmented society, and everyone focuses on their individual needs. Antonio can’t rely on the police who, understandably, are unable to help locate the bicycle because of the difficulty and unimportance of the task; one cop answers another’s question with, "It’s nothing, just a bicycle." But to Antonio, it’s something vitally important, and he must play the cop in tracking it down, a role perhaps foreshadowed earlier by his wife’s observation. Later, as Antonio talks to his friends about the incident, he is told to "be quiet" because someone is trying to hold a meeting. Metaphorically, it seems that even when people try to band together for the common good, the individual voice is lost, and someone is compromised. A fragmented society is shown by the various indignant and defensive people Antonio confronts in his search: the man painting at the bike market who initially refuses to show the serial number, for instance, and the people who staunchly defend the person who assumedly rode off with Antonio’s bicycle. Their attitudes are enough to make one angry, but then again, what else would they do but try to protect their own. The film succeeds in creating empathy for Antonio’s dejected state so that his ultimate act becomes an understandable and painful reaction. It supplies one possible answer to the question: What makes a thief?

If alienation and distancing of people from one another give the film drama and a powerfully dispiriting message, then, paradoxically, how people can help each other provides the contrasting hope. The first sequence involves Antonio’s friend informing him that his name has come up for a job. Clearly, unemployment is high, and this man could have let Antonio’s chance pass so that perhaps his name would have been called. Furthermore, some of the street workers peruse the bike market with the Riccis to aid their search. So people do still look out for each other in some cases; it’s just that no good comes out of their combined efforts in this situation. In fact, Antonio’s bicycle is successfully stolen with an apparently careful orchestration by a group of thieves. And, as could be expected, Antonio’s lone, weary attempt fails as he is caught and chastised by an angry throng. Fortunately, he is not completely by himself because Bruno runs to be with his father, perhaps even trying to protect him. The man whose bicycle was briefly taken sees this and decides to let Antonio go. He has been saved by forgiveness and by his young son, and the two disappear into the nameless crowd of modern society with only each other for protection.

De Sica primarily keeps his direction seemingly simple and effective to focus clearly on the events unfolding. There are a few shots of Bruno walking alongside his father, looking up at Antonio, to stress his learning about life from him. These shots also make the climax very powerful as the viewer sees Antonio’s theft through his the eyes of his son. The sequence that involves his wife visiting the psychic while Antonio waits outside is shot in such a way that, given the film’s title, one thinks the bike will be stolen at this point. This moment of self-consciousness along with the superior film stock and greater resources during shooting differentiates this film from another neorealist classic, Rome, Open City. Rossellini’s film has a much greater documentary-like feel to it, while The Bicycle Thief seems more allegorical and multi-layered. One can see similar themes from this film in other Italian works soon to follow, particularly the alienation that is shifted to the upper classes and brilliantly explored in Antonioni’s work. The Bicycle Thief is essential viewing for a study of neorealism, and a highly influential, excellent film that is both thought provoking and poignant.



Neo realism and Pure Cinema: The Bicycle Thief

What seems to me most astonishing about the Italian cinema is that it appears to tool it should escape from the aesthetic impasse to which neorealism is said to have led. The dazzling effects of 1946 and 1947 having faded away, one could reasonable fear that this useful and intelligent reaction against the Italian aesthetic of the superspectacle and, for that matter, more generally, against the technical aestheticism from which cinema suffered all over the world would never get beyond an interest in a kind of superdocumentary, or romanticized reportage. One began to realize that the success of Roma Citta Aperta, Paisa, or Sciuscia was inseparable from a special conjunction of historical circumstances that took its meaning from the Liberation, and that the technique of the films was in some way magnified by the revolutionary value of the subject. Just as some books by Malraux or Hemingway find in a crystallization of journalistic style the beat narrative form for a tragedy of current events, so the films of Rossellini or De Sica owed the fact that they were major works masterpieces simply to a fortuitous combination of form and subject matter. But when the novelty and above all the flavor of their technical crudity have exhausted their surprise effect, what remains of Italian "neorealism" when by force of circumstances it must revert to traditional subjects: crime stories, psychological dramas, social customs? The camera in the street we still accept, but doesn't that admirable nonprofessional acting stand selfcondemned in proportion as its discoveries swell the ranks of international stars? And, by way of generalizing about this aesthetic pessimism: "realism" can only occupy in art a dialectical position it is more a reaction than a truth. It remains then to make it part of the aesthetic it came to existence to verify, in any case, the Italians were not the last to downgrade their "neorealism." I think there is not a single Italian director, including the most neorealist, who does not insist that they must get away from it.

With Ladri di Biciclette (The Bicycle Thief) De Sica has managed to escape from the impasse, to reaffirm anew the entire aesthetic of neorealism.

Ladri di Biciclette is certainly is neorealist, by all the principles one can deduce from the best Italian films since 1946. The story is from the lower classes, almost populist: an incident in the daily life of a worker. But the films show no extraordinary events such as those which befall the fated workers in Gabin films. There are no crimes of passion, none of those grandiose coincidences common in detective stories which simply transfer to a realm of proletarian exoticism the great tragic debates once reserved for the dwellers on Olympus. Truly an insignificant even a banal incident: a workman spends a whole day looking in vain in the streets of Rome for the bicycle someone has stolen from him. This bicycle has been the tool of his trade, and if he doesn't find it he will be again unemployed. Late in the day, after hours of fruitless wandering, he too tries to steal a bicycle. Apprehended and then released, he is as poor as ever, but now he fools the shame of having sunk to the level of the thief.

Plainly there is not enough material here even for a news items the whole story would not deserve two lines in a straydog column. One must take care not to confuse it with realist tragedy in the Prevert or James Cain manner, where the initial news item is diabolic trap placed by the gods *amid the cobble stones of the street. In itself the event contains no proper dramatic valence. It takes on meaning only because of the social proper dramatic valence. It takes on meaning only because of the social (and not psychological or aesthetic) position of the victim. Without the haunting specter of unemployment, which places the event in the Italian society of 1948, it would be an utterly banal misadventure. Likewise, the choice of a bicycle as the key object in the drama is characteristic both of Italian urban life and of a period when mechanical means of transportation were still rare and expensive. There is no need to insist on the hundreds of other meaningful details that multiply the vital links between the scenario and actuality, situating the event in political and social history in a given place at a given time.

The techniques employed in the mise en scene likewise meet the most exacting specification of Italian neorealism. Not one scene shot in a studio. Everything was filmed in the streets. As for the actors, none had the slightest experience in theater or film. The workman came from the Breda factory, the child was found hanging around in the street, the wife was a journalist.

These then are the facts of the case. It is clear that they do not appear to recall in any sense the neorealism of Quattro passi fra le nuvole, Vivere in Pace, or Sciuscia. On the face of it then one should have special reasons for being wary. The sordid side of the tale tends toward that most debatable aspect of Italian stories: indulgence in the wretched, a systematic search for squalid detail.

If Ladri di Biciclette is a true masterpiece, comparable in rigor to Paisa, it is for certain precise reasons, none of which emerge from a simple outline of the scenario or from a superficial disquisition on the technique of the mise en scene.

The scenario is diabolically clever in its construction; beginning with the alibi of a current event, it makes good use of a number of systems of dramatic coordinate radiating in all directions. Ladri di Biciclette is certainly the only valid Communist film of the whole past decade precisely because it still has meaning even when you have abstracted its social significance. Its social message is not detached, it remains immanent in the event, but it is so clear that nobody can overlook it, still less take exception to it, since it is never made explicitly a message. The thesis implied is wondrously and outrageously simple: in the world where this workman lives, the poor must steal from each other in order to survive. But this thesis is never stated as such, it is just that events are so linked together that they have the appearance of a formal truth while retaining an anecdotal quality. Basically, the workman might have found his bicycle in the middle of the film; only then there would have been no film. (Sorry to have bothered you, the director might say; we really did think he would never find it, but since he has, all is well, good for him, the performance is over, you can turn up the lights). In other words, a propaganda film would try to prove that the workman could not find his bicycle, and that he is inevitably trapped in the vicious circle of poverty, De Sica limits himself to showing that the workman cannot find his bicycle and that as a result be doubtless will be unemployed again. No one can fail to see that it is the accidental nature of the script that gives the thesis its quality of necessity; the slightest doubt cast on the necessity of the events in the scenario of a propaganda film renders the argument hypothetical.

Although on the basis of the workman's misfortune we have no alternative but to condemn a certain kind of relation between a man and his work, the film never makes the events or the people part of an economic or political Manichelem. It takes care not to cheat on reality not only by contriving to give the succession of events the appearance of an accidental and as it were anecdotal chronology out in treating each of them according to its phenomenological integrity. In the middle of the chase, the little boy suddenly needs to piss. So he does. A downpour forces the father and bon to shelter in a carriageway, so like them we have to forego the chase and wait till the storm is over. The events are not necessarily signs of something, of a truth of which we are to be convinced, they all carry their own weight, their complete uniqueness, that ambiguity that characterizes any fact. So, if you do not have the eyes to see, you are free to attribute whatever happens to bad luck or to chance. The same applies to the people in the film. The worker is just as deprived and isolated among follow trade unionists as he is walking along the street or even in that ineffable scene of the Catholic "Quakers" into whose company he will shortly stray, because the trade union does not exist to find lost bikes but to transform a world in which losing his bike condemns a man to poverty. Nor does the worker come to lodge a complaint with the trade union but to find comrades who will be able to help him discover the stolen object. So here you have a collection of proletarian members of a union who behave no differently from a group of paternalistic bourgeois toward an unfortunate workman. In his private misfortune, the poster hanger is just as alone in his union as in church (buddies apart, that is but then who your buddies are is your own affair.) But this parallel is extremely useful because it points up a striking contrast. The indifference of the trade union is normal and justified because a trade union is striving for justice not for charity. But the cumbersome paternalism of the Catholic "Quakers" is unbearable, because their eyes are closed to his personal tragedy while they in fact actually do nothing to change the world that is the cause of it. On the most successful scene is that in the storm under the porch when a flock of Austrian seminarians crowd around the worker and his son. We have no valid reason to blame them for chattering so much and still less for talking German. But it would be difficult to create a more objectively anticlerical scene.

Clearly, and I could find twenty more examples: events and people are never introduced in support of a social thesis but the thesis emerges fully armed and all the more irrefutable because it is presented to us as something thrown in into the bargain. It is our intelligence that discerns and shapes it, not the film. De Sica wins every play on the board without ever having made a bet.

This technique is not entirely new in Italian films and we have elsewhere stressed its value at length both apropos of Paisa and of Allemania Anno Zero, but these two films were based on themes from either the Resistance or the war. Ladri di Biciclette is the first decisive example of the possibility of the conversion of this kind of objectivity to other, similar subjects. De Sica and Zavattini have transferred neorealism from the Resistance to the Revolution.

Thus the thesis of the film is hidden behind an objective social reality which in turn moves into the background of the moral and psychological drama which could of itself justify the film. The idea of the boy is a stroke of genius, and one does not know whether it came from the script or in the process of directing so little does this distinction mean here any more. It is the child who gives to the workman's adventure its ethical dimension and fashions, from an individual moral standpoint, a drama that might well have been only social. Remove the boy, and the story remains much the same. The proof: a resume of it would not differ in details. In fact, the boy's part is confined to trotting along beside his father. But he is the intimate witness of the tragedy, its private chorus. It is supremely clever to have virtually eliminated the role of the wife in order to give flesh and blood the private character of the tragedy in the person of the child. The complicity between father and son is so subtle that it reaches down to the foundations of the moral life. It is the admiration the child feels for his father and the father's awareness of it which gives its tragic stature to the ending. The public shame of the worker, exposed and clouted in the open street, is of little account compared with the fact that his son witnessed it. When he feels tempted to steal the bike, the silent presence of the little child, who guesses what his rather is thinking, is cruel to the verge of obscenity. Trying to get rid of him by sending him to take the streetcar is like telling a child in some cramped apartment to go wait on the landing, outside for an hour. Only in the best Chaplin films are there situations of an equally overwhelming conciseness.

In this connection, the final gesture of the little toy in giving his hand to his father has been frequently misinterpreted. It would be unworthy of the film to see here a concession to the feelings of the audience. If De Sica gives them this satisfaction, it is because it is a logical part of the drama. This experience marks henceforth a definite stage in the relations between father and son, rather like reaching puberty. Up to that moment the man has been like a god to his son; their relations come under the heading of admiration. By his action the father has now compromised them. The tears they shed as they walk side by side arms swinging, signify their despair over a lost paradise lost. But the son returns to a father who has fallen from grace. He will love him henceforth as a human being, shame and all. The hands that slips into his is neither a symbol of forgiveness nor of a childish act of consolation. It is rather the most solemn gesture that could ever mark the relations between a father and his son: one that makes them equals.

It would take too long to enumerate the multiple secondary functions of the boy in the film, both as to the story structure and as the mise en scene itself. However, one should at least pay attention to the change of tone (almost in the musical sense of the term) that his presence introduces into the middle of the film. As we slowly wander back and forth between the little boy and the workman we are taken from the social and economic plane to thatof their private lives, and the supposed death by drowning of the child, in making the father suddenly realize the relative insignificance of his misfortune, creates a dramatic oasis (the restaurant scene) at the heart of the story. It is, however, an illusory one, because the reality of this intimate happiness in the long run depends on the precious bike. Thus the child provides a dramatic reserve which, as the occasion arises, serves as a counterpoint, as an accompaniment, or moves on the contrary into the foreground, clearly observable in the orchestration of the steps of the child and of the grownup. Before choosing this particular child, De Sica did not ask him to perform just to walk. He wanted to play off the striding gait of the man against the short trotting steps of the child, the harmony of this discord being for him of capital importance for the understanding of the film as a whole. It would be no exaggeration to say that Ladri di Biciclette is the story of a walk through Rome by a father and son. Whether the child is ahead, behind, alongside or when, even sulking after having had his ears boxed, he is dawdling behind, in a gesture of revenge what he is doing is never without meaning. On the contrary, it is the phenomenology of the script.

It is difficult after the success of this pairing of a workman and his son, to imagine De Sica having to recourse to established actors. The absence of professional actors is nothing new. But here again Ladri di Biciclette goes further than previous films. Henceforth the cinematic purity of the actors does not derive from skill, luck, or a happy combination of a subject, a period, and people. Probably too much importance has been attached to the ethnic factor. Admittedly the Italians, like the Russians, are the most naturally theatrical of people. In Italy any little street urchin is the equal of a Jackie Coogan and life is a perpetual commedia dell arte. However, it seems to me unlikely that these acting talents are shared equally by the Millanese, the Neapolitans, the peasants of the Po, or the fishermen of Sicily. Radical difference apart, the contrasts in their history language, and economic and social condition would suffice to cast doubt on a thesis that sought to attribute the natural acting ability of the Italian people simply to an ethnic quality. It is inconceivable that films as different as Paisa, Ladri di Biciclette, and even Il Cielo sulla Palude could share in common such a superbly high level of acting. One could conceive that the urban Italian has a special gift for spontaneous histrionics, but the peasants Il Cielo sulla Palude are absolute cavemen beside the farmers of Farrebique. Merely to recall Rouquier's film in connection with Genina's is enough at least in this respect to relegate the experiment of the French director to the level of a touchingly patronizing effort. Half the dialogue in Farrebique is spoken offstage because Rouquier could never get the peasants not to laugh during a speech of any length. Genina Il Cielo sulla, Falude, Visconti in La Terra Trema, both handling peasants or fishermen by the dozen, gave them complicated roles and got them to recite long speeches in scenes in which the camera concentrated on their faces as pitilessly as in an American studio. It is an understatement to say that these temporary actors are good or even perfect. In these films the very concept of actor, performance, character has no longer any meaning. An actorless cinema? Undoubtedly. But the original meaning of the formula is now outdated, we should talk today of a cinema without acting, of a cinema of which we no longer ask whether the character gives a good performance or not, since here man and the character he portrays are so completely one.

We have not strayed as far as it might seem from Ladri di De Sica hunted for his cast for a long time and selected them for specific characteristics. Natural nobility, that purity of countenance and bearing that the common people have… He hesitated for months between this person and that, took a hundred tests only to decide finally, in a flash and by intuition on the basis of a silhouette suddenly come upon at the bend of a road. But there is nothing miraculous about that. It is not excellence of this workman and this child that guarantees the quality of their performance, but the whole aesthetic scheme into which they are fitted. When De Sica was looking for a producer to finance his film, he finally found one, but on condition that the workman was played by Cary Grant. The mere statement of the problem in these terms shows the absurdity of it. Actually, Cary Grant plays the kind of part extremely well, but it is obvious that the question here is not one of playing of a part but of getting away from the very notion of doing any such thing, The worker had to be at once as perfect and as anonymous and as objective as his bicycle.

This concept of the actor is no less "artistic" than the other. The performance of this workman implies as many gifts of body and of mind and as much capacity to take direction as any established actor has at his command. Hitherto films that have been made either totally or in part without actors, such as Tabu Thunder over Mexico, Mother, have seemingly been successes that are either out of theordinary or limited to a certain genre. There is nothing on the other hand, unless it be sound prudence, to prevent De Sica from making fifty films like Ladri di Biciclette, From now on we know that the absence of professional actors in no way limits the choice of subject. The film without names has finally established its own aesthetic existence. This in no sense means that the cinema of the future will no longer use actors: De Sica who is one of the world's finest actors would be the first to deny this. All it means is that some subjects handled in a certain style can no longer be made with professional actors and that the Italian cinema has definitely imposed these working conditions, just as naturally as it imposed authentic settings. It is this transition from an admirable tour de forge, precarious as this may be, into an exact and infallible technique that marks a decisive stage in the growth of Italian neorealism.

With the disappearance of the concept of the actor into a transparency seemingly as natural as life itself, comes the disappearance of the set. Let us understand one another, however. De Sica's film took a long time to prepare, and everythingwas as minutely planned as for astudio superproduction, which, as a matter of fact, allows for lastminute improvisations, but I cannot remember a, single shot in which a dramatic effect is born of the shooting script properly so called, which seems as neutral as in a Chaplin film. All the same, the numbering and titling of shots do not noticeable distinguish Ladri di Biciclette from any ordinary film. But their selection has been made with a view to raising the limpidity of the event to a maximum, while keeping the index of refraction from the style to a minimum.

This objectivity is rather different from Rossellini's Paisa, but it belongs to the same school of aesthetics. One may criticize. It on the same grounds that Gide and Martin du Garde criticized romantic prose that it must tend in the direction of the most neutral kind of transparency. Just as the disappearance of the actor is the result of transcending style or performance, the disappearance of the mise enscene is likewise the fruit of a dialectical progress in the style of the narrative. If the event is sufficient unto itself without the direction having to shad any further light on it by means of camera angles, purposely chosen camera positions, it is because it has reached that stage of perfect luminosity which makes it possible for an art to unmask a nature which in the end resembles it. That is why the impression, made on us by Ladri di Biciclette is unfailingly that of truth.

If this supreme naturalness, the sense of events observed haphazardly as the hours roll by, is the result of an everpresent although invisible system of aesthetics, it is definitely the prior conception of the scenario which allows this to happen. Disappearance of the actor, disappearance of mise en scene? Unquestionably, but because the very principle of Ladri di Biciclette is the disappearance of a story.

The term is equivocal. I know of course that there is a story but of a different kind from those we ordinarily see on the screen. This is even the reason why De Sica could not find a producer to back him. When Roger Leenhardt in a prophetic critical statement asked years ago "if the cinema is a spectacle," he was contrasting the dramatic cinema with the novellike structure of the cinematic narratives. The former borrows from the theater its hidden springs. Its plot conceived as it may be specifically for the screen, is still the alibi for an action identical in essence with the action or the classical theater. On this score the film is a spectacle like a play. But on the other hand, because of its realism and the equal treatment it gives to man and to nature the cinema is related, aesthetically speaking, to the novel.

Without going too far into the theory of the novel a debatable subject lot us say that the narrative form of the novel or that which derives from it differs by and large from the theater in the primacy given to events over action, to succession over causality, to mind over will. The conjunction belonging to the theater is "therefore" particle belonging to the novel is "then." This scandalously rough definition is correct to the extent that it characterizes the two different movements of the mind in thinking, namely that of the reader and that of the onlooker. Proust can lose us in a madeleine, but a playwright fails in his task if every reply does not link our interest to the reply that is to follow. That is why a novel may be laid down and then picked up again, A play cannot be cut into pieces. The total unity of a spectacle is of its essence. To the extent that it can realize the physical requirements of a spectacle, but the cinema cannot apparently escape the spectacle's psychological laws, but it has also at its disposal all the resources of the novel. For that reason, doubtless, the cinema is congenitally a hybrid. It conceals a contradiction, besides, clearly, the progression of the cinema is toward increasing its novellike potential. Not that we are againstfilmed theater, but if the screen can in some conditions develop and give a now dimension to the theater, it is of necessity at the expense of certain scenic values the first of which is the physical presence of the actor. Contrariwise, the novel at least ideally need surrender nothing to the cinema. One may think of the film, as a supernovel of which the written form is a feeble and provisional version.

This much briefly said, how much of it can be found in the present condition of the cinematographic spectacle? It is impossible to overlook the spectacular and theatrical needs demanded of the screen. What remains to be decided is how to reconcile the contradiction.

The Italian cinema of today is the first anywhere in the world to have enough courage to cast aside the imperatives of the spectacular. La Terra Trema and Cielo sulla Falude are films without "action," in the unfolding of which, somewhat after the style of the epic novel, no concession is made to dramatic tension. Things happen in them each at its appointed hour, one after the other, but each carries an equal weight. If some are fuller, of meaning than others, it is only in retrospect. We are free to useeither "therefore or "then." La Terra Troma, especially, is a film destined to be virtually a commercial failure unexploitable without cuts that would leave it unrecognizable.

That is the virtue of De Sica and Zavattini. Their Ladri di, Biciclette to solidly structured in the mold of a tragedy. There is not one frame that to not charged with an intense dramatic power, yet there is not one either which we cannot fall to find interesting its dramatic continuity apart.

The film unfolds on the level of pure accident: the rain, the seminarians, the Catholic Quakers, the restaurant - all these are seemingly interchangeable, no one seems to have arranged them in order on a dramatic spectrum. The scene in the thieves' quarter is significant. We are not sure that the man who was chased by the workman is actually the bicycle thief, and we shall never know if the epileptic fit was a pretence or genuine. As an "action" this episode would be meaningless had not its novel like interest, its value as a fact, given it a dramatic meaning to boot.

It is in fact on its reverse sides and by parallel that the action is assembled less in terms of "tension" than of a "summation" of the events. Yes, it is a spectacle! Ladri di Biciclette, however, does not depend on the mathematical elements of drama, the action does not exist beforehand as if it were an "essence." It follows from the preexistence of the narrative, it is the "integral" of reality. De Sica's supreme achievement which others have so faronly approached with a varying degree of success or failure, in tohave succeeded in the discovering the cinematographic dialectic capable of transcending the contradiction between the action of a "spectacle" and of an event. For this reason Ladri di Biciclette is one of the first examples of pure cinema, no more actors, no more story, no more sets, which is to say that in the perfect aesthetic illusion of reality there is no more cinema.

Gangs of New York: Epic of 19th-Century Urban Criminality



GANGS OF NEW YORK,'' Martin Scorsese's brutal, flawed and indelible epic of 19th-century urban criminality, begins in a mud-walled, torchlighted cavern, where a group of warriors prepare for battle, arming themselves with clubs and blades and armoring themselves in motley leather and cloth. Though this is Lower Manhattan in 1846, it might as well be the Middle Ages or the time of Gilgamesh: these warlike rituals have an archaic, archetypal feeling.

And the participants are aware of this. As the members of various colorfully named Irish gangs emerge into the winter daylight of Paradise Square (a place long since given over to high-rises and resurrected here on the grounds of the vast Cinecittà studio complex in Rome), their native-born Protestant enemies greet them with an invocation of ''the ancient laws of combat.'' The ensuing melee turns the new-fallen snow pink with blood and claims the life of Priest Vallon (Liam Neeson), an Irish gang chieftain whose young son witnesses the carnage.

Sixteen years later, the boy, whose name is Amsterdam, has grown into Leonardo DiCaprio, his wide, implacable face framed by lank hair and a wispy Van Dyke. He returns from a long stint in the Hell Gate Reformatory to his old neighborhood, the Five Points, and finds it ruled by his father's killer, Bill Cutting (Daniel Day-Lewis), known as the Butcher, a swaggering monster who has turned the anniversary of Priest's death into a local holiday.

Like a figure out of Jacobean theater or a Dumas novel, Amsterdam is consumed by the need for revenge. With the help of a boyhood friend (Henry Thomas), he infiltrates the Butcher's inner circle, becoming a surrogate son to the man who assassinated his father and who now, in accordance with those ancient laws, venerates Priest's memory.

The New York evoked in Amsterdam's voice-over is ''a city full of tribes and war chiefs,'' whose streets are far meaner than any Mr. Scorsese has contemplated before. The Butcher has formed an alliance of convenience with Boss Tweed (Jim Broadbent), the kingpin of Tammany Hall, and together they administer an empire of graft, extortion and larceny that would put any 20th-century movie gangster or political boss to shame. Rival fire companies turn burning buildings into sites of rioting and plunder; crowds gather to witness hangings, bare-knuckled boxing contests and displays of knife throwing.

As new immigrants, from Ireland and elsewhere, pour off the ships in New York harbor, they are mustered into Tweed's Democratic Party and then, since they lack the $300 necessary to buy their way out, into the Union Army. Occasionally a detachment of reform-minded swells will tour the Points, availing themselves of the perennial privileges of squeamish titillation and easy moral superiority. This anarchic inferno is, in Amsterdam's words, not so much a city as ''a cauldron in which a great city might be forged.''

And in recreating it, Mr. Scorsese has made a near-great movie. His interest in violence, both random and organized, is matched by his love of street-level spectacle. His Old New York is a gaudy multiethnic carnival of misrule, music and impromptu theater, a Breughel painting come to life. Though the details of this lawless, teeming, vibrant milieu may be unfamiliar, we nonetheless instinctively recognize it, from the 19th-century novels of Dickens and Zola, from samurai movies and American westerns and from some of this director's previous films.

Most notably in ''Mean Streets, ''Good fellas,'' ''The Age of Innocence'' and ''Casino,'' Mr. Scorsese has functioned as a kind of romantic visual anthropologist, fascinated by tribal lore and language, by half-acknowledged codes of honor and retribution and by the boundaries between loyalty and vengeance, between courtesy and violence, that underlie a given social order.

As in ''Casino'' and ''The Age of Innocence,'' the setting of ''Gangs'' is sometimes more interesting than the story. At 2 hours 45 minutes, the film, deftly edited by Mr. Scorsese's frequent collaborator Thelma Schoonmaker, moves swiftly and elegantly. It is never dull, but I must confess that I wish it were longer, so that the lives of the protagonists, rather than standing out in relief against a historical background, were more fully embedded within it. The quasi-Oedipal struggle between Amsterdam and Bill is meant to have a mythic resonance, but that makes it the most conventional element in the picture.

The relationship between the two men is triangulated by Jenny Everdeane (Cameron Diaz), a flame-haired thief (and a protégée of Bill's) who catches Amsterdam's eye and steals his lucky religious medallion. But like Sharon Stone in ''Casino,'' Ms. Diaz ends up with no outlet for her spitfire energies, since her character is more a structural necessity -- the linchpin of male jealousy -- than a fully imagined person. The limitations of her role point to a more serious lapse, which is the movie's lack of curiosity about what women's lives might have been like in Old New York.

Like Tony Soprano's crew in the V.I.P. room at the Bada Bing, Bill and his minions spend a lot of time cavorting with half-naked prostitutes, which is fair (and for all I know accurate) enough. But all the glum evocation of lost fathers makes you wonder if any of these guys had mothers, and you wonder what a typical household in the Five Points might have looked like. (Though I, like just about everyone else, had been waiting impatiently for ''Gangs,'' I almost wish Mr. Scorsese and his screenwriters had been delayed long enough to take account of ''Paradise Alley,'' Kevin Baker's new novel about the draft riots of 1863, in which some of the events touched on in this movie are perceived through women's eyes.)

These objections should not detract from an appreciation of what Mr. Scorsese and his cast have done. Mr. DiCaprio and Ms. Diaz may be too pretty for the neighborhood, but one should hardly hold their being movie stars against them; they are smart, eager and intrepid actors as well. For his part Mr. Day-Lewis positively luxuriates in his character's villainy and turns Bill's flavorsome dialogue into vernacular poetry.

He understands the Shakespearean dimensions of the character and has enough art to fill them out. Surrounded by Irish brogues and deracinated British accents, Mr. Day-Lewis has the wit to speak an early version of NooYawkese, making the Butcher the butt of a marvelous historical joke: this bigoted, all-but-forgotten nativist, it turns out, bequeathed his speech patterns to the children of the immigrants he despised.

''Gangs of New York'' is an important film as well as an entertaining one. With this project, Mr. Scorsese has made his passionate ethnographic sensibility the vehicle of an especially grand ambition. He wants not only to reconstruct the details of life in a distant era but to construct, from the ground up, a narrative of historical change, to explain how we -- New Yorkers, Americans, modern folk who disdain hand-to-hand bloodletting and overt displays of corruption -- got from there to here, how the ancient laws gave way to modern ones.

Such an ambition is rare in American movies, and rarer still is the sense of tragedy and contradiction that Mr. Scorsese brings to his saga. There is very little in the history of American cinema to prepare us for the version of American history Mr. Scorsese presents here. It is not the usual triumphalist story of moral progress and enlightenment, but rather a blood-soaked revenger's tale, in which the modern world arrives in the form of a line of soldiers firing into a crowd.

The director's great accomplishment, the result of three decades of mulling and research inspired by Herbert Asbury's ''Gangs of New York'' -- a 1928 book nearly as legendary as the world it illuminates -- has been to bring to life not only the texture of the past but its force and velocity as well. For all its meticulously imagined costumes and sets (for which the production designer, Dante Ferretti, surely deserves an Oscar), this is no costume drama.

It is informed not by the polite antiquarianism of Merchant and Ivory but by the political ardor of someone like Luchino Visconti, one of Mr. Scorsese's heroes. ''Senso,'' Visconti's lavish 1953 melodrama set during the Italian Risorgimento (and his first color film), is one of the touchstones of ''My Voyage to Italy,'' Mr. Scorsese's fascinating, quasi-autobiographical documentary on postwar Italian cinema.

Though ''Gangs of New York'' throws in its lot with the rabble rather than the aristocracy, it shares with ''Senso'' (and also with ''The Leopard,'' Visconti's 1965 masterpiece) a feeling that the past, so full of ambiguity and complexity, of barbarism and nobility, continues to send its aftershocks into the present. It shows us a world on the brink of vanishing and manages to mourn that world without doubting the inevitability or the justice of its fate.

''America was born in the streets,'' the posters for ''Gangs'' proclaim. Later, Amsterdam Vallon, in the aftermath of the draft riots, muses that ''our great city was born in blood and tribulation.'' Nobody as steeped in film history as Mr. Scorsese could offer such a metaphor without conjuring the memory of D. W. Griffith's ''Birth of a Nation,'' and Griffith, along with John Ford and others, is one of the targets of Mr. Scorsese's revisionism.

In Griffith's film, adapted from ''The Clansman,'' a best-selling novel by Thomas Dixon, the American republic was reborn after Reconstruction, when the native-born whites of the North and South overcame their sectional differences in the name of racial supremacy. Ford's myth of American origins -- which involved the subjugation of the frontier and the equivocal replacement of antique honor by modern justice -- also typically took place after the Civil War.

In ''Gangs,'' which opens nationwide today, the pivotal event in our history is the riot that convulsed New York in July of 1863. While this emphasis places the immigrant urban working class at the center of the American story -- a fairly radical notion in itself -- the film hardly sentimentalizes the insurrection, which was both a revolt against local and federal authority and a vicious massacre of the black citizens of New York.

The rioters are seen as exploited, oppressed and destined to be cannon fodder in a war they barely understand, but they are far from heroic, and the violence of the riots makes the film's opening gang battle seem quaint and decorous. What we are witnessing is the eclipse of warlordism and the catastrophic birth of a modern society. Like the old order, the new one is riven by class resentment, racism and political hypocrisy, attributes that change their form at every stage of history but that seem to be as embedded in human nature as the capacity for decency, solidarity and courage.

This is historical film making without the balm of right-thinking ideology, either liberal or conservative. Mr. Scorsese's bravery and integrity in advancing this vision can hardly be underestimated.

This movie was a long time in the making, but its life has barely begun. Now that the industry gossip about it has subsided, let us hope that a more substantial discussion can start. People who care about American history, professionally and otherwise, will no doubt weigh in on the accuracy of its particulars and the validity of its interpretation; they will also, I hope, revisit some of their own suppositions in light of its unsparing and uncompromised imagining of the past. I said earlier that ''Gangs of New York'' is nearly a great movie. I suspect that, over time, it will make up the distance.

''Gangs of New York'' is rated R (Under 17 requires accompanying parent or adult guardian). The pervasiveness of its violence makes you realize how much New York has changed in a century and a half. On the other hand, the nudity, profanity and sexual references may lead you to think that it has barely changed at all.

GANGS OF NEW YORK

Directed by Martin Scorsese; written by Jay Cocks, Steven Zaillian and Kenneth Lonergan, based on a story by Mr. Cocks; director of photography, Michael Ballhaus; edited by Thelma Schoonmaker; music by Howard Shore; production designer, Dante Ferretti; produced by Alberto Grimaldi and Harvey Weinstein; released by Miramax Films. Running time: 165 minutes. This film is rated R.

WITH: Leonardo DiCaprio (Amsterdam Vallon), Daniel Day-Lewis (Bill the Butcher), Cameron Diaz (Jenny Everdeane), Liam Neeson (Priest Vallon), Jim Broadbent (Boss Tweed), John C. Reilly (Happy Jack), Henry Thomas (Johnny) and Brendan Gleeson (Monk McGinn).